Our client is a boutique Advisory Services Group supporting investment fund managers, global investment firms, crypto asset providers, family offices and electronic money institutions (EMI) operating worldwide. Due to continuous growth my client is looking to recruit a Senior Regulatory Compliance Associate for their offices in Limassol.
The role requires someone that enjoys variety and is a methodical planner. We will need you to be naturally thorough in all you do, using your own judgment to highlight or escalate significant findings. As you will be responsible for producing Compliance and AML reports among other things, attention to detail must be one of your most crucial characteristics. Being a team player with an eye for detail, and great organisational skills to prioritise and meet deadlines is what will help you succeed and be effective in this role.
Job Description:
- Assisting in the licensing procedure of a new application of CIF and CASP.
- Drafting, reviewing, and observing the reporting deadlines of CIF and CASP.
- Ensuring CIF and CASP, compliance with all applicable regulations and legislations through continuous monitoring.
- Drafting Annual Regulatory Compliance reports, manuals, and other policies to ensure Compliance with the applicable legislation and providing guidance on their implementation.
- Assisting in Internal Audit engagements, performing on-site inspections to CIF and CASP, and providing recommendations for identified weaknesses and deficiencies.
- Actively involved in regulatory updates and legal developments, leading training of personnel and implementations where necessary.
- Evaluating the adequacy and effectiveness of policies and procedures, especially Capital Adequacy, with constant updates to address new developments or any deficiencies.
- Drafting and preparing training materials relevant to the applicable regulatory framework.
Qualifications:
- 3+ years of professional experience in a Regulatory Compliance related function.
- Good knowledge of the MiFID II and Investment Firms Law, Investment Firms regulation (IFR).
- Excellent writing skills and use of the English language
- Strong user of MS Office and fluency in English.
Salary and benefits:
- Salary flexible and based on qualifications and experience.
- Performance bonus
Working hours:
- Working hours Mon-Fri 9-6 with 1 hour break
To apply:
Please send your CV to StaffMatters at admin@smstaffmatters.com and mention that you are applying for the vacancy of Senior Regulatory Compliance Associate with reference number 3077.
Or you can apply directly through your candidate login by hitting the APPLY button.
